Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Sue Dennis is a financial advisor with over 30 years of experience in the financial services industry. Kathleen is registered with Valic Financial Advisors, Inc. Prior to joining Valic, Kathleen was affiliated with Investment Planners, Inc., SII Investments, Inc. and Ameritas Investment Corp. Kathleen holds Series 7, 24, 27, 51, 63, 65 and 66 securities licenses. Kathleen specializes in providing financial planning and portfolio management services for individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
10/22/2018 - Present
Valic Financial Advisors, Inc. (ST CHARLES IA)
IA
01/02/2018 - 11/09/2018
INVESTMENT PLANNERS, INC. (ST. CHARLES IA)
IA
06/18/2015 - 12/31/2017
SII INVESTMENTS, INC. (St Charles IA)
IA
10/19/1999 - 07/16/2015
AMERITAS INVESTMENT CORP. (ST CHARLES IA)
IL
04/08/1991 - 10/26/1999
IAC SECURITIES, INC. (TINLEY PARK IL)
BOTH
Issued 03/29/2000
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/07/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/05/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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