Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Bowen is a financial advisor with over 30 years of experience in the industry. Kathleen is currently registered with Cambridge Investment Research Advisors, Inc., and is based in Aurora, Colorado. Prior to joining Cambridge, Kathleen worked at Crown Capital Securities, L.P. for ten years. Kathleen offers a variety of financial services, including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
01/02/2024 - Present
Cambridge Investment Research Advisors, Inc. (Aurora CO)
CO
09/12/2013 - 12/31/2023
CROWN CAPITAL SECURITIES, L.P. (Aurora CO)
CO
04/12/2004 - 09/13/2013
NFP SECURITIES, INC. (DENVER CO)
IN
03/08/2002 - 03/03/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
03/08/2002 - 03/03/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CA
12/07/2001 - 03/15/2002
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
OH
05/02/2001 - 12/07/2001
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
MA
07/24/1997 - 05/18/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/24/1997 - 05/18/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
PA
01/09/1995 - 11/21/1996
INDEPENDENT FINANCIAL GROUP (PHOENIXVILLE PA)
MA
08/11/1988 - 08/26/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/11/1988 - 08/26/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
KS
03/09/1983 - 08/02/1988
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 01/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/18/2002
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 11/03/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/04/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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