Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Semaan is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Kathleen has been in the financial services industry since June 1987 and holds several licenses and certifications, including Series 3, 7, 9, 10, 63 and SIE. Kathleen has a strong background in providing financial services to a wide range of clients, including individuals, families, and businesses. Kathleen is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/13/2024 - Present
Wells Fargo Advisors Financial Network, LLC (MIAMI FL)
FL
12/18/2008 - 08/02/2024
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
06/03/2002 - 12/26/2008
UBS INTERNATIONAL INC. (MIAMI FL)
NJ
02/24/1997 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/18/1992 - 03/06/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
11/27/1990 - 11/19/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
06/24/1987 - 12/06/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BC
Issued 07/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1992
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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