Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Aicher is a registered representative and investment advisor representative with over 23 years of experience in the financial services industry. Kathleen is currently affiliated with Alliant Retirement Consulting. She has previously held positions with Lockton Investment Securities, LLC, M Holdings Securities, Inc., AXA Advisors, LLC, Diversified Investors Securities Corp., Princor Financial Services Corporation, Transamerica Financial Resources, Inc., Transamerica Securities Sales Corporation, and Arroyo Seco, Inc. Kathleen has a broad range of experience in the financial services industry. She is licensed to provide investment advice in California and Texas. She is also a registered representative in California. Kathleen's primary focus is on providing retirement planning services to clients. She is committed to helping clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Asset-based fees on pension plans under advisement
1
2
CA
07/26/2022 - Present
Alliant Retirement Consulting (Los Angeles CA)
CA
07/10/2017 - 12/13/2021
LOCKTON INVESTMENT SECURITIES, LLC (LOS ANGELES CA)
CA
01/14/2013 - 06/19/2017
M HOLDINGS SECURITIES, INC. (TORRANCE CA)
CA
10/18/2004 - 10/01/2012
AXA ADVISORS, LLC (PASADENA CA)
NY
04/19/2004 - 09/24/2004
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
IA
06/13/2001 - 05/13/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CA
05/18/2000 - 02/22/2001
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
07/30/1998 - 05/18/2000
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
CA
10/23/1996 - 12/18/1997
ARROYO SECO, INC. (PASADENA CA)
IA
Issued 03/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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