Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Griffin Chase is a registered investment advisor representative with State Farm Investment Management Corp., licensed in Arizona, California, Nevada, and Oregon. Kathleen has been in the securities industry since July 2012. Kathleen holds the Series 6, Series 63, Series 65 and SIE licenses. Kathleen is also the owner of Kathleen Griffin's Insurance Agency. Kathleen's insurance agency is an independent State Farm agency and is a separate entity from State Farm Investment Management Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
02/10/2022 - Present
State Farm Investment Management Corp. (Novato CA)
IA
Issued 04/12/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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