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Kathleen Rogers O'Donovan

Vanguard Marketing Corp.

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About Kathleen Rogers O'Donovan

Kathleen O'Donovan is a registered representative with Vanguard Marketing Corp. in Malvern, PA. Kathleen has been in the securities industry since August 4, 2009. Kathleen has a Series 6, 7, 24, 26, and 63 license. Kathleen is licensed in Pennsylvania. Kathleen previously worked at LINCOLN FINANCIAL DISTRIBUTORS, INC.

Firm Information

Kathleen O'Donovan is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathleen O'Donovan’s Registration & Firm History

PA

12/07/2016 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

06/24/2010 - 10/27/2016

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

PA

05/13/2008 - 05/11/2009

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

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Licenses & Designations

BC

Issued 05/16/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/30/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2016

Series 7 - General Securities Representative Examination

BC

Issued 05/12/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Rogers O'Donovan.
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