Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Clark is a financial advisor with over 20 years of experience in the industry. She has a broad range of knowledge and expertise having held positions at both Fifth Third Securities, Inc. and FHN Financial Securities Corp. She is licensed to sell securities in the state of Ohio. Kathleen has passed the Series 7, Series 50 and Series 63 exams as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
10/18/2022 - Present
FHN Financial Securities Corp. (Westlake OH)
OH
11/15/2001 - 08/12/2022
FIFTH THIRD SECURITIES, INC. (COLUMBUS OH)
BC
Issued 10/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 11/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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