Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Nyman is a financial professional with over 30 years of experience in the financial services industry. Kathleen has a strong background in securities and investments, having held various roles at prominent firms such as Citigroup Global Markets Inc., NYLIFE Securities LLC, and Allstate Financial Services, LLC. Kathleen is currently registered with American Fidelity Securities, Inc. and holds Series 6, 7 and 63 licenses as well as the SIE exam. Kathleen is licensed in California, Kansas, Nevada, Oklahoma and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
07/25/2018 - Present
American Fidelity Securities, Inc. (OKLAHOMA CITY OK)
CA
05/23/2016 - 07/09/2018
ALLSTATE FINANCIAL SERVICES, LLC (SAN RAMON CA)
CA
04/11/2011 - 05/13/2016
NYLIFE SECURITIES LLC (ORINDA CA)
CA
06/18/1985 - 07/30/2007
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BC
Issued 08/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kathleen Nyman is the right advisor for you? Invested Better is here to help.
