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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Merriman is a financial advisor at Sound Income Strategies, LLC and has been in the industry since 2016. Kathleen is licensed in Florida and has the Series 6, 7TO, 63, and 66 securities licenses, as well as the SIE examination. Kathleen has prior experience with Ameriprise Financial Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Pruco Securities LLC. Kathleen provides investment advisory and financial planning services to a range of clients, including individuals, high-net-worth individuals, investment companies, corporations, and pension and profit-sharing plans. Kathleen is also involved in a variety of business activities, including marketing and client acquisition for Sound Income Strategies, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/10/2024 - Present
Sound Income Strategies, LLC (Sarasota FL)
FL
02/25/2022 - 07/18/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Bradenton FL)
FL
03/14/2019 - 02/16/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
FL
06/27/2016 - 11/07/2017
PRUCO SECURITIES, LLC. (TAMPA FL)
BOTH
Issued 06/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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