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Kathleen R Duffy

Bryn Mawr Capital Management, LLC

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About Kathleen R Duffy

Kathleen Duffy is a registered investment advisor representative with Bryn Mawr Capital Management, LLC. Kathleen has been in the industry since 2005 and has experience working with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and other businesses. Kathleen holds the Series 6, 7TO, 63 and 66 securities licenses. Prior to Bryn Mawr Capital Management, LLC, Kathleen worked at MORGAN STANLEY and WACHOVIA SECURITIES, LLC.

Firm Information

Kathleen Duffy is currently registered with Bryn Mawr Capital Management, LLC. Bryn Mawr Capital Management, LLC is an investment advisor registered with the SEC. The firm, based in Philadelphia, PA, offers a range of advisory services, including financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses. They manage approximately $3 billion in assets for high-net-worth individuals, charitable organizations, pensions and profit-sharing plans, corporations, and other investment advisors.
Bryn Mawr Capital Management, LLC

1818 MARKET STREET

PHILADELPHIA, PA 19103

$3.04B

Assets Under Management

322

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services

Sub-advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathleen Duffy’s Registration & Firm History

PA

07/02/2024 - Present

Bryn Mawr Capital Management, LLC (PHILADELPHIA PA)

PA

05/18/2020 - 06/12/2024

MORGAN STANLEY (West Conshohocken PA)

PA

12/06/2005 - 06/19/2006

WACHOVIA SECURITIES, LLC (BALA CYNWYD PA)

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Licenses & Designations

BOTH

Issued 06/10/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/09/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2020

Series 7TO - General Securities Representative Examination

BC

Issued 03/09/2020

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Kathleen R Duffy.
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