Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Patricia Oldfield is a registered representative with Sei Investments Distribution Co. Kathleen's career in the financial industry began in 1989. Her registration with SEI Investments Distribution Co. began in 2018. Kathleen has held previous registrations with Deutsche AM Distributors, Inc., DEAM Investor Services, Inc., and Drexel Burnham Lambert Incorporated. She has passed the Series 63, Series 7, Series 24 and SIE exams and is currently registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/10/2018 - Present
SEI Investments Distribution Co. (OAKS PA)
NY
10/19/2010 - 03/15/2017
DEUTSCHE AM DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/30/2003 - 10/19/2010
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
PA
03/27/1992 - 11/22/2002
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
NA
03/21/1989 - 04/02/1990
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 06/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kathleen Oldfield is the right advisor for you? Invested Better is here to help.
