Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Patricia Cicchino is a financial professional with over 20 years of experience in the industry. Kathleen is currently a registered representative at Stifel, Nicolaus & Company, Inc. Prior to joining Stifel, Nicolaus & Company, Inc. Kathleen was employed at Wells Fargo Clearing Services, LLC, PFS Investments Inc., Raymond James Financial Services, Inc., and PrimeVest Financial Services, Inc. Kathleen is licensed to conduct business in 49 states and the District of Columbia. Kathleen specializes in working with individuals, corporations, investment clubs, charitable organizations, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/01/2022 - Present
Stifel, Nicolaus & Company, Inc. (CENTER VALLEY PA)
PA
03/13/2018 - 04/05/2022
WELLS FARGO CLEARING SERVICES, LLC (ALLENTOWN PA)
PA
04/06/2016 - 03/13/2018
PFS INVESTMENTS INC. (EAST STROUDSBURG PA)
PA
06/04/2008 - 01/05/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (ALLENTOWN PA)
PA
02/29/2008 - 06/04/2008
PRIMEVEST FINANCIAL SERVICES, INC. (ALLENTOWN PA)
GA
10/19/2001 - 03/05/2008
PFS INVESTMENTS INC. (DULUTH GA)
NJ
03/13/2000 - 04/25/2001
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (ROCKAWAY NJ)
BC
Issued 09/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/10/2000
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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