Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Patrice Leith is a registered representative with Robert W. Baird & Co. Inc. located in Kansas City, Missouri. Kathleen has been in the securities industry since 1993. Kathleen has previously worked for Oppenheimer & Co. Inc., Stifel, Nicolaus & Company, Incorporated, Hoak Breedlove Wesneski & Co., George K. Baum & Company and Piper Jaffray Inc. Kathleen's registrations include Series 7, Series 63, Series 66 and SIE exams. Kathleen provides financial planning and portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MO
01/17/2023 - Present
Robert W. Baird & Co. Inc. (Kansas City MO)
MO
01/27/2006 - 01/18/2008
OPPENHEIMER & CO. INC. (KANSAS CITY MO)
MO
12/04/2001 - 12/01/2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
TX
05/08/2000 - 10/26/2001
HOAK BREEDLOVE WESNESKI & CO. (DALLAS TX)
MO
05/31/1994 - 05/05/2000
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
MO
05/06/1993 - 05/31/1994
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
MN
12/07/1992 - 05/11/1993
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 01/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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