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Kathleen N Schultz

Charles Schwab & CO., Inc.

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About Kathleen N Schultz

Kathleen Schultz is a financial advisor with over 35 years of experience in the industry. Kathleen currently works for Charles Schwab & Co., Inc. and has been there since April 2020. Kathleen has also worked for CITIGROUP GLOBAL MARKETS INC. and SHEARSON LEHMAN HUTTON INC.. Kathleen holds licenses in all 50 states and the District of Columbia. Kathleen is also a registered investment advisor in the state of Florida. Kathleen specializes in providing financial planning and investment advice to individual clients.

Firm Information

Kathleen Schultz is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kathleen Schultz’s Registration & Firm History

FL

06/22/2020 - Present

Charles Schwab & CO., Inc. (VALRICO FL)

FL

10/03/1988 - 01/22/2020

CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)

NA

05/14/1988 - 10/17/1988

SHEARSON LEHMAN HUTTON INC.

NA

06/20/1984 - 05/14/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

IA

Issued 06/20/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/29/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kathleen N Schultz.
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