Unclaimed
Kathleen Milazzo Johnson is a financial advisor with over 15 years of experience in the industry. Kathleen is currently registered with J.P. Morgan Securities LLC and has a Series 7, Series 63, and Series 24 license. Prior to joining J.P. Morgan Securities LLC, Kathleen worked at J.P. MORGAN SECURITIES INC. and Brown Associates, Inc. Kathleen is a registered representative in 53 states and the District of Columbia. Kathleen specializes in providing financial advice to individuals, businesses, and institutions. Kathleen has extensive experience in portfolio management, financial planning, and investment banking. Kathleen is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2008 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
IL
12/06/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
TN
08/14/2007 - 09/18/2007
BROWN ASSOCIATES, INC. (CHATTANOOGA TN)
TX
10/24/2006 - 07/26/2007
J.P. MORGAN SECURITIES INC. (HOUSTON TX)
BC
Issued 01/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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