Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen McCarthy is a financial professional with over 10 years of experience in the industry. Kathleen holds the Series 99 and SIE licenses and is registered with FINRA. Kathleen is currently employed with Calamos Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
08/17/2012 - Present
Calamos Financial Services LLC (NAPERVILLE IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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