Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Guinane is a financial professional with over 15 years of experience in the industry. Currently, Kathleen is registered with Keybanc Capital Markets Inc. and holds Series 7, 7TO, 63, and SIE licenses. Previously, Kathleen was affiliated with firms such as CANTOR FITZGERALD & CO. and RBC DAIN RAUSCHER INC. Kathleen is licensed in Illinois and has been active in the industry since 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
12/06/2019 - Present
Keybanc Capital Markets Inc. (CHICAGO IL)
IL
02/19/2008 - 07/11/2011
CANTOR FITZGERALD & CO. (CHICAGO IL)
IL
06/03/2004 - 02/14/2008
RBC DAIN RAUSCHER INC. (CHICAGO IL)
BC
Issued 01/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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