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Kathleen Mary Geraghty

ADP Broker-Dealer, Inc.

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About Kathleen Mary Geraghty

Kathleen Mary Geraghty is a financial advisor with over 10 years of experience in the industry. She currently holds Series 6 and SIE licenses and is registered with ADP Broker-Dealer, Inc. in Louisville, KY. Kathleen has a proven track record of providing personalized financial advice and investment strategies to her clients. She is passionate about helping individuals and families achieve their financial goals.

Firm Information

Kathleen Geraghty is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathleen Geraghty’s Registration & Firm History

KY

04/29/2014 - Present

ADP Broker-Dealer, Inc. (LOUISVILLE KY)

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Licenses & Designations

BC

Issued 05/09/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Mary Geraghty.
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