Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Erickson is a financial advisor based in FT. BRAGG, CA. Kathleen has been in the financial services industry since 1987. Kathleen is a registered representative of LPL Financial LLC. Kathleen has also worked for BA INVESTMENT SERVICES, INC., FINANCIAL WEST GROUP, FINANCIAL WEST INVESTMENT GROUP, GLENFED BROKERAGE SERVICES and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/31/1997 - Present
LPL Financial LLC (FT. BRAGG CA)
CA
08/05/1992 - 10/31/1997
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NV
04/30/1991 - 12/31/1991
FINANCIAL WEST GROUP (RENO NV)
NA
10/05/1990 - 04/30/1991
FINANCIAL WEST INVESTMENT GROUP
NA
06/27/1988 - 11/08/1988
GLENFED BROKERAGE SERVICES
NA
04/24/1985 - 06/23/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 08/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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