Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Marie Walsh is a financial professional with over 35 years of experience in the financial services industry. Kathleen currently works at LPL Financial LLC. Prior to that, she was registered with INVEST FINANCIAL CORPORATION, MUTUAL SERVICE CORPORATION, PRUCO SECURITIES CORPORATION, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUDENTIAL-BACHE SECURITIES INC. and SHEARSON LEHMAN HUTTON INC.. Kathleen is licensed in Florida. Kathleen holds Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
02/14/2018 - Present
LPL Financial LLC (STUART FL)
FL
07/13/2007 - 02/14/2018
INVEST FINANCIAL CORPORATION (STUART FL)
FL
02/01/1995 - 07/16/2007
MUTUAL SERVICE CORPORATION (STUART FL)
NJ
01/25/1991 - 02/11/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/25/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
02/12/1988 - 01/16/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
02/15/1988 - 03/16/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/24/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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