Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Tavs is a registered representative at Calton & Associates, Inc. Kathleen has been in the financial services industry since June 1, 2000. Kathleen holds the Series 6, SIE, and Series 63 licenses. Kathleen is registered in 6 states including Florida, Illinois, Michigan, Minnesota, Washington, and Wisconsin. Kathleen was previously registered with CAPITAL FINANCIAL SERVICES, INC. and USA FINANCIAL SECURITIES CORPORATION. Kathleen specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
WI
07/08/2019 - Present
Calton & Associates, Inc. (Waupun WI)
WI
08/05/2013 - 07/08/2019
CAPITAL FINANCIAL SERVICES, INC. (WAUPUN WI)
WI
12/17/2004 - 08/06/2013
USA FINANCIAL SECURITIES CORPORATION (WAUPUN WI)
NE
06/02/2000 - 12/17/2004
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 12/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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