Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Rubin is a financial professional with over 25 years of experience in the industry. She is currently registered with Nylife Securities LLC and holds a Series 6, 26 and 63 license. Kathleen specializes in investment company products and variable contracts. Previously, she was registered with AXA Advisors, LLC and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/03/2004 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NY
11/07/1996 - 05/26/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/07/1996 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NJ
11/29/1993 - 08/12/1996
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 11/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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