Unclaimed
Kathleen Marie Perkins is a financial advisor with Fidelity Brokerage Services LLC. Kathleen has been in the securities industry since 2011. Kathleen holds Series 7, 9, 10, 63, and SIE licenses. She is currently registered with FINRA. Kathleen has been employed with Fidelity Brokerage Services LLC since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
01/11/2011 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 02/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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