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Kathleen Marie McClure

ADP Broker-Dealer, Inc.

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About Kathleen Marie McClure

Kathleen McClure is a registered representative with ADP Broker-Dealer, Inc. Kathleen has been working in the financial services industry since February 16, 1999. Kathleen is licensed in 52 states and the District of Columbia. Kathleen holds the Series 6, Series 63, and SIE licenses.

Firm Information

Kathleen McClure is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathleen McClure’s Registration & Firm History

KY

07/22/2019 - Present

ADP Broker-Dealer, Inc. (LOUISVILLE KY)

NJ

05/30/2003 - 12/03/2018

ADP BROKER-DEALER, INC. (ROSELAND NJ)

IL

11/08/2002 - 05/30/2003

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

NY

11/19/1999 - 11/08/2002

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

MA

06/26/1998 - 11/12/1999

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 10/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Marie McClure.
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