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Kathleen Marie Ludwig

Russell Investments Implementation Services, LLC

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About Kathleen Marie Ludwig

Kathleen Ludwig is a licensed Investment Advisor Representative and Registered Representative with Russell Investments Implementation Services, LLC. Kathleen has been in the industry since 2007 and is licensed in Washington. Kathleen is also a Series 63, Series 55 and Series 7 licensed representative. Kathleen focuses on providing investment advice to institutional clients, including insurance companies, charitable organizations, pension plans, and state or municipal government entities. Kathleen is committed to providing her clients with the highest level of service and expertise.

Firm Information

Kathleen Ludwig is currently registered with Russell Investments Implementation Services, LLC. Russell Investments Implementation Services, LLC is a Limited Liability Company headquartered in Seattle, Washington. The firm provides portfolio management for businesses and pooled investment vehicles and offers other advisory services. Russell Investments Implementation Services, LLC has been registered with the SEC since 2016 and is currently registered with the states of Arizona, Illinois, Massachusetts, New York, Ohio, Rhode Island, Texas, Vermont, and Washington. The firm manages approximately $82.66 billion in regulatory assets under management, with the majority of its clients being pension and profit-sharing plans, state or municipal government entities, and charitable organizations.
Russell Investments Implementation Services, LLC

1301 SECOND AVENUE

SEATTLE, WA 98101

$82.66B

Assets Under Management

52

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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execution services

Execution services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

% of revenue/intracompany agrmts

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Kathleen Ludwig’s Registration & Firm History

WA

03/12/2019 - Present

Russell Investments Implementation Services, LLC (SEATTLE WA)

WA

07/21/2005 - 04/06/2017

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC (SEATTLE WA)

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Licenses & Designations

BC

Issued 04/02/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/06/2017

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/20/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Kathleen Marie Ludwig.
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