Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Lindh has been in the financial services industry since 1994. Kathleen is currently registered with Grove Point Investments, LLC in Maryland and Idaho, and Lion Street Financial, LLC in Texas and Florida. Kathleen is a Series 7, 24, 55, 63, SIE and 99TO licensed professional. Kathleen has a history of working with a variety of firms including Berthel, Fisher & Company Financial Services, Inc., Securities Management & Research, Inc., Portsmouth Financial Services, American Independent Securities Group, LLC, Transglobal Investments Inc., Prudential Securities Incorporated, and Thomas F. White & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
10/02/2023 - Present
Grove Point Investments, LLC (ROCKVILLE MD)
IA
01/12/2022 - 04/01/2022
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
IA
01/12/2022 - 04/01/2022
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
CA
05/13/2019 - 10/08/2021
PORTSMOUTH FINANCIAL SERVICES (SAN FRANCISCO CA)
CA
08/29/2016 - 05/19/2017
PORTSMOUTH FINANCIAL SERVICES (SAN FRANCISCO CA)
ID
05/20/2014 - 09/29/2014
AMERICAN INDEPENDENT SECURITIES GROUP, LLC (EAGLE ID)
CA
10/01/2008 - 05/15/2014
PORTSMOUTH FINANCIAL SERVICES (SAN FRANCISCO CA)
CA
02/18/1997 - 09/29/2006
PORTSMOUTH FINANCIAL SERVICES (WALNUT CREEK CA)
NA
04/24/1992 - 01/01/1997
TRANSGLOBAL INVESTMENTS INC.
NY
10/15/1991 - 04/13/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
01/21/1987 - 02/06/1991
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
BC
Issued 08/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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