Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Lariviere is an Investment Advisor Representative at Wells Fargo Advisors Financial Network, LLC. Kathleen has over 30 years of experience in the financial services industry. Kathleen holds Series 7, 63, 65, 72 and SIE securities licenses. Kathleen is registered with the state securities regulators in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Kentucky, Maine, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
08/05/2015 - Present
Wells Fargo Advisors Financial Network, LLC (MANSFIELD MA)
NJ
12/06/2002 - 03/13/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/02/2001 - 12/16/2002
QUICK & REILLY, INC. (NEW YORK NY)
TX
02/02/1998 - 01/02/2001
FLEET SECURITIES, INC. (DALLAS TX)
NY
07/26/1989 - 02/02/1998
FLEET SECURITIES INC. (NEW YORK NY)
NA
07/07/1987 - 04/18/1988
FLEET BROKERAGE SERVICES, INC.
IA
Issued 04/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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