Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Marie Knutson is a registered representative with Northwestern Mutual Investment Services, LLC. Kathleen has been in the securities industry since November 2009. Kathleen has a Series 6 license for investment company products/variable contracts representative examination, Series 63 for Uniform Securities Agent State Law Examination and a SIE license for Securities Industry Essentials Examination. Kathleen is currently registered in Minnesota and Wisconsin. The firm is located in Mendota Heights, MN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MN
11/19/2009 - Present
Northwestern Mutual Investment Services, LLC (MENDOTA HTS MN)
BC
Issued 12/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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