Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Hobart is a financial advisor with Ameriprise Financial Services, LLC. Kathleen has been in the financial services industry since November 24, 1987. Kathleen is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Kathleen is also registered as an investment advisor representative in Florida, Texas, and Washington. Kathleen offers a variety of financial services, including financial planning, asset allocation, and portfolio management. Kathleen has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
05/05/2023 - Present
Ameriprise Financial Services, LLC (Mercer Island WA)
WA
05/25/2017 - 05/10/2023
RAYMOND JAMES & ASSOCIATES, INC. (Kirkland WA)
WA
06/01/2009 - 05/26/2017
MORGAN STANLEY (BELLEVUE WA)
WA
02/20/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BELLEVUE WA)
WA
10/15/1999 - 03/04/2009
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
NY
11/25/1987 - 11/09/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 01/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/07/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1993
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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