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Kathleen Marie Herget

Moran Wealth Management, LLC

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About Kathleen Marie Herget

Kathleen Marie Herget is a registered Investment Advisor Representative (IAR) with Moran Wealth Management, LLC. Kathleen has been in the industry for over 14 years and holds the Series 66, Series 7, and SIE licenses. Prior to joining Moran Wealth Management, LLC, Kathleen worked at Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC, LPL Financial Corporation, and Moors & Cabot, Inc. Her specializations include financial planning, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Kathleen Herget is currently registered with Moran Wealth Management, LLC. Moran Wealth Management, LLC is a Naples, FL-based registered investment advisor with $4.27 billion in regulatory assets under management. The firm provides financial planning and portfolio management services to high-net-worth individuals, corporations, and other entities. They have 26 investment advisor representatives and serve a diverse clientele, including charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Moran Wealth Management, LLC

5801 PELICAN BAY BLVD, SUITE 110

NAPLES, FL 34108

$4.27B

Assets Under Management

4

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathleen Herget’s Registration & Firm History

FL

11/22/2022 - Present

Moran Wealth Management, LLC (NAPLES FL)

FL

11/15/2018 - 08/30/2022

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (NAPLES FL)

FL

05/19/2010 - 11/15/2018

WELLS FARGO CLEARING SERVICES, LLC (NAPLES FL)

FL

10/29/2009 - 05/26/2010

LPL FINANCIAL CORPORATION (BONITA SPRINGS FL)

FL

05/20/2008 - 05/19/2009

MOORS & CABOT, INC. (NAPLES FL)

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Licenses & Designations

BOTH

Issued 05/04/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Kathleen Marie Herget.
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