Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Felton is a financial professional with over 25 years of experience in the financial services industry. She is currently registered with Riversource Distributors, Inc. in Minneapolis, Minnesota. Prior to her current role, Kathleen was registered with Ameriprise Financial Services, Inc. and Allianz Life Financial Services, LLC. Kathleen holds a Series 6 and Series 63 license as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
09/30/2013 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
01/24/2011 - 09/30/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
05/02/1995 - 08/17/2010
ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)
BC
Issued 04/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kathleen Felton is the right advisor for you? Invested Better is here to help.
