Unclaimed
Kathleen Fair is a registered representative with Vanguard Marketing Corp. in Malvern, Pennsylvania. Kathleen has been working in the financial industry since November 7, 2010, and has been with Vanguard Marketing Corp. since August 5, 2015. Kathleen holds the Series 6, 7, and 63 licenses and the SIE exam. Kathleen has been registered to sell securities in Pennsylvania since August 14, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/05/2015 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
02/18/2004 - 11/13/2008
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 08/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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