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Kathleen Marie Durusoy

Umergence LLC

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About Kathleen Marie Durusoy

Kathleen Marie Durusoy is a registered representative with Umergence LLC. Kathleen has been in the securities industry since January 2023. Kathleen is licensed to sell securities in Michigan. Kathleen holds the Series 7, Series 63 and SIE licenses.

Firm Information

Kathleen Durusoy is currently registered with Umergence LLC. Umergence LLC is a Limited Liability Company formed in 2015. It is registered to operate in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathleen Durusoy’s Registration & Firm History

CT

01/23/2023 - Present

Umergence LLC (PLANTSVILLE CT)

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Licenses & Designations

BC

Issued 08/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/27/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Marie Durusoy.
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