Unclaimed
Kathleen Marie Durusoy is a registered representative with Umergence LLC. Kathleen has been in the securities industry since January 2023. Kathleen is licensed to sell securities in Michigan. Kathleen holds the Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/23/2023 - Present
Umergence LLC (PLANTSVILLE CT)
BC
Issued 08/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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