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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Dunn is a financial advisor registered with the state of Kansas. Dunn has been in the industry since 2006, currently working with Mariner Wealth. Previously, Dunn worked for MSEC, LLC, PURSHE KAPLAN STERLING INVESTMENTS, UBS FINANCIAL SERVICES INC. and PIPER JAFFRAY & CO. Dunn holds the Series 7 and Series 66 securities licenses, as well as the Securities Industry Essentials (SIE) Exam. Dunn is also a Board Member for the Johnson County Community College Foundation and the KU Advancement Board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
05/15/2009 - Present
Mariner Wealth (OVERLAND PARK KS)
KS
05/27/2011 - 12/31/2019
MSEC, LLC (Leawood KS)
KS
06/25/2009 - 03/01/2011
PURSHE KAPLAN STERLING INVESTMENTS (LEAWOOD KS)
KS
08/25/2006 - 06/04/2009
UBS FINANCIAL SERVICES INC. (LEAWOOD KS)
KS
06/16/2006 - 08/17/2006
PIPER JAFFRAY & CO. (LEAWOOD KS)
KS
07/21/2006 - 07/28/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEAWOOD KS)
BOTH
Issued 07/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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