Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Deshazo is a financial advisor who has been in the industry since 1999. Kathleen is currently registered with Cetera Advisors LLC. Previously, Kathleen worked with MML Investors Services, LLC, MSI Financial Services, Inc. and Metropolitan Life Insurance Company. Kathleen holds Series 6, Series 63 and SIE licenses and is registered in 10 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/31/2023 - Present
Cetera Advisors LLC (Friendswood TX)
TX
03/25/2017 - 06/02/2023
MML INVESTORS SERVICES, LLC (HOUSTON TX)
TX
10/15/1999 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
10/15/1999 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (HOUSTON TX)
BC
Issued 02/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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