Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Marie Considine is a securities professional with over 15 years of experience in the industry. Kathleen is currently registered with Mufg Securities Americas Inc. She has held previous positions with CREDIT AGRICOLE SECURITIES (USA) INC. and BEAR, STEARNS & CO. INC.. Kathleen holds the Series 63, Series 7 and SIE licenses. She is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/04/2016 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
07/17/2008 - 10/14/2016
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
10/23/2007 - 06/10/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 11/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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