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Kathleen Marie Charla

BNY Mellon Securities Corp.

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About Kathleen Marie Charla

Kathleen Marie Charla is a financial professional with over 36 years of experience in the financial services industry. Kathleen is currently registered with BNY Mellon Securities Corp. and has been in this role since April 28, 1997. Kathleen has held previous roles at Mellon Financial Markets, LLC, CITICORP SECURITIES, INC., and THOMSON MCKINNON SECURITIES INC. Kathleen is licensed in 51 states. Kathleen's current employment is with a firm that has assets under management in excess of $6 billion.

Firm Information

Kathleen Charla is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathleen Charla’s Registration & Firm History

NY

04/28/1997 - Present

BNY Mellon Securities Corp. (NEW YORK NY)

NY

07/12/2007 - 10/04/2007

MELLON FINANCIAL MARKETS, LLC (NEW YORK NY)

NY

01/04/1990 - 03/12/1997

CITICORP SECURITIES, INC. (NEW YORK NY)

NY

03/20/1986 - 08/07/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

NA

11/22/1985 - 03/25/1986

PAINEWEBBER INCORPORATED

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Licenses & Designations

BC

Issued 06/02/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Marie Charla.
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