Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Marie Brown is a registered investment advisor representative with PFS Investments Inc. Kathleen has been in the industry since 2002 and holds the Series 6, Series 63, and Series 65 licenses. Kathleen specializes in providing investment advice and portfolio management services to individuals. Kathleen is also a registered representative and currently provides investment-related products and services for clients of PFS Investments Inc. Kathleen is a dedicated professional with a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
02/12/2018 - Present
PFS Investments Inc. (VALENCIA CA)
IA
Issued 11/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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