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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Marie beach Petersen is a financial advisor with over 20 years of experience in the financial services industry. Kathleen is currently registered with LPL Financial LLC, a leading independent broker-dealer and investment advisor, and has a strong background in providing investment advice and financial planning services to a wide range of clients. Kathleen has been a registered representative with LPL since December 2009 and previously worked with FINANCIAL NETWORK INVESTMENT CORPORATION from April 2003 to December 2009. Kathleen holds a Series 6 license, which allows her to sell mutual funds and variable contracts, and a Series 63 license, which qualifies her to sell securities in multiple states. Kathleen is committed to providing personalized financial guidance to her clients, helping them achieve their financial goals and secure their future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
12/18/2009 - Present
LPL Financial LLC (WATERLOO IA)
IA
04/28/2003 - 12/18/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (CEDAR FALLS IA)
IA
03/07/2003 - 05/01/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
BC
Issued 03/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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