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Kathleen Marie Baltra

Bancroft Capital, LLC

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About Kathleen Marie Baltra

Kathleen Baltra is an investment advisor representative at Bancroft Capital, LLC in FORT WASHINGTON, Pennsylvania. Kathleen has been working in the securities industry since May 10, 2006. Kathleen is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Pennsylvania. Kathleen offers a range of services to clients, including financial planning and pension consulting.

Firm Information

Kathleen Baltra is currently registered with Bancroft Capital, LLC. Bancroft Capital, LLC is a Limited Liability Company formed in July 2017. The firm provides financial planning and pension consulting services to a variety of clients. They are registered with the SEC and in 34 states. They have 4 investment adviser representatives and 4 registered representatives.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathleen Baltra’s Registration & Firm History

PA

06/06/2018 - Present

Bancroft Capital, LLC (FORT WASHINGTON PA)

PA

06/18/2014 - 06/01/2018

CFG CAPITAL MARKETS, LLC (Ardmore PA)

PA

06/23/2008 - 06/13/2014

BOENNING & SCATTERGOOD, INC. (ARDMORE PA)

PA

05/03/2006 - 06/25/2008

FERRIS, BAKER WATTS INCORPORATED (ARDMORE PA)

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Licenses & Designations

BOTH

Issued 12/07/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/03/2024

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/29/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kathleen Marie Baltra.
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