Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Alger is a financial advisor registered with Raymond James & Associates, Inc. Kathleen has been in the financial services industry for over 30 years. Kathleen has a wide range of experience in the industry, including working for firms such as Roney & Co. and Banc One Capital Markets, Inc. Kathleen is a licensed securities agent in the state of Michigan, and has also passed the Series 7, Series 52, Series 53 and SIE exams. Kathleen is a valuable resource for clients seeking comprehensive financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/16/1998 - Present
Raymond James & Associates, Inc. (GROSSE POINTE MI)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
IL
05/08/1998 - 06/02/1999
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
MI
11/12/1990 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
BC
Issued 03/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1990
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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