Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Maria Reese is a financial advisor with LPL Financial LLC. Kathleen has over 30 years of experience in the financial services industry. She holds a Series 7, Series 31, Series 63, and Series 65 licenses, and also holds the SIE designation. Kathleen has provided financial advice to individuals, families, and businesses throughout her career. Kathleen specializes in financial planning, retirement planning, college savings, and estate planning. She is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/21/2005 - Present
LPL Financial LLC (FLEMINGTON NJ)
NY
02/09/1998 - 08/24/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
06/26/1996 - 02/03/1997
ALEX. BROWN & SONS INCORPORATED
NY
08/03/1993 - 07/17/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
12/19/1989 - 04/29/1993
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
Issued 03/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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