Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Peake is a financial advisor with Cetera Investment Advisers LLC in Tucson, Arizona. Kathleen has been working in the financial industry since 2002, and she has held previous positions at SAGEPOINT FINANCIAL, INC., NATIONAL PLANNING CORPORATION, and WOODBURY FINANCIAL SERVICES, INC.. Kathleen is registered to provide investment advice in several states, including Arizona, California, Colorado, Missouri, Montana, and Utah.
TUCSON, AZ
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
08/05/2014 - Present
Cetera Investment Advisers LLC (TUCSON AZ)
AZ
07/22/2013 - 08/01/2014
SAGEPOINT FINANCIAL, INC. (TUCSON AZ)
AZ
02/08/2013 - 07/15/2013
NATIONAL PLANNING CORPORATION (TUCSON AZ)
AZ
09/19/2011 - 12/17/2012
NATIONAL PLANNING CORPORATION (TUCSON AZ)
AZ
12/12/2001 - 09/29/2011
WOODBURY FINANCIAL SERVICES, INC. (TUCSON AZ)
IA
Issued 5/28/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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