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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Margaret Kelly is a registered investment advisor representative with Eagle Strategies LLC. Kathleen has been in the securities industry for over 20 years and holds a variety of licenses and certifications, including the Series 63, 65, and 7 exams. Kathleen has experience with a variety of financial products and services, including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
08/03/2021 - Present
Eagle Strategies LLC (NEW YORK NY)
NJ
11/30/2004 - 12/18/2015
AXA ADVISORS, LLC (JERSEY CITY NJ)
NY
03/26/2002 - 03/03/2006
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
02/10/1998 - 02/25/2002
CADARET, GRANT & CO., INC. (SYRACUSE NY)
IA
Issued 10/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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