Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Maginniss Breitenbach is a registered representative with Rainmaker Securities, LLC. Kathleen has been in the securities industry since 1994 and holds Series 7, Series 63, Series 82TO and SIE licenses. Kathleen has previously worked for a number of firms, including Finalis Securities LLC, IOI Capital and Markets, LLC, UBS Securities LLC, J.P. Morgan Securities Inc., and MenoCal & Co. Kathleen is currently registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/09/2024 - Present
Rainmaker Securities, LLC (CORAL GABLES FL)
NY
06/20/2022 - 04/18/2024
FINALIS SECURITIES LLC (NEW YORK NY)
TX
05/14/2022 - 06/08/2022
IOI CAPITAL AND MARKETS, LLC (HOUSTON TX)
NY
04/25/1996 - 12/13/1996
UBS SECURITIES LLC (NEW YORK NY)
NY
01/26/1995 - 04/16/1996
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NA
12/14/1994 - 01/09/1995
MENOCAL & CO.
BC
Issued 07/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/03/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kathleen Breitenbach is the right advisor for you? Invested Better is here to help.
