Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen M. Ward is a financial professional with over 20 years of experience in the industry. She is currently registered with Hightower Securities, LLC and has previously worked with Equitable Advisors, LLC and MONY Securities Corporation. Her expertise includes investments in investment company products and variable contracts, as evidenced by her Series 6 and SIE licenses. Kathleen’s commitment to understanding her clients' needs and goals has led her to focus on providing comprehensive and personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/02/2024 - Present
Hightower Securities, LLC (CHICAGO IL)
NY
06/01/2005 - 01/04/2024
EQUITABLE ADVISORS, LLC (PEARL RIVER NY)
NY
11/19/2001 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kathleen Ward is the right advisor for you? Invested Better is here to help.
