Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Waagner is a registered representative with Northwestern Mutual Investment Services, LLC and is based in MANKATO, MN. Kathleen has been in the industry since June 2017. Northwestern Mutual Investment Services, LLC has been in business since 1994. They have a main office located in Milwaukee, WI. The firm has approximately 2399 registered representatives, 2341 investment advisor representatives, and 2181 licensed agents. Their main office is located in Milwaukee, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
06/07/2017 - Present
Northwestern Mutual Investment Services, LLC (MANKATO MN)
BC
Issued 07/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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