Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Mills is a financial advisor with Cetera Investment Advisers LLC. Kathleen has been a financial advisor for over 20 years. Kathleen has experience working with high-net-worth individuals, corporations, and other businesses. Kathleen specializes in financial planning, portfolio management, and educational seminars. Kathleen is registered with the state of Colorado and Ohio. Previously, Kathleen was a registered representative with First Allied Securities, Inc. and Fifth Third Securities, Inc. Kathleen's commitment is to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
03/21/2024 - Present
Cetera Investment Advisers LLC (SCHAUMBURG IL)
CA
04/13/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
OH
10/30/2001 - 01/03/2013
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BOTH
Issued 3/7/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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