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Kathleen M Levigne

Northwestern Mutual Investment Services, LLC

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About Kathleen M Levigne

Kathleen Levigne is a registered representative with Northwestern Mutual Investment Services, LLC. Kathleen has been in the securities industry since August 31, 2005. Kathleen has a Series 6, Series 63, and SIE license and is registered in Illinois. Prior to joining Northwestern Mutual Investment Services, LLC, Kathleen was registered with Genworth Financial Securities Corporation. Kathleen is located in Downers Grove, IL.

Firm Information

Kathleen Levigne is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kathleen Levigne’s Registration & Firm History

IL

07/12/2019 - Present

Northwestern Mutual Investment Services, LLC (DOWNERS GROVE IL)

IL

09/15/2016 - 02/18/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)

IL

02/29/2012 - 07/19/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)

IL

11/04/2008 - 08/24/2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)

IL

09/20/2007 - 02/20/2008

GENWORTH FINANCIAL SECURITIES CORPORATION (LOMBARD IL)

IL

07/24/2003 - 05/17/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/22/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen M Levigne.
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