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Kathleen M Harrington

THE O.n. Equity Sales Co.

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About Kathleen M Harrington

Kathleen Harrington is a financial advisor with over 20 years of experience in the financial services industry. Kathleen has a strong background in investment company products and variable contracts, having obtained her Series 6 license in 2000. She is currently registered with The O.n. Equity Sales Co., a firm based in Norwood, MA. Kathleen has held previous roles at Park Avenue Securities LLC and Berkshire Equity Sales, Inc.

Firm Information

Kathleen Harrington is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathleen Harrington’s Registration & Firm History

MA

02/10/2004 - Present

THE O.n. Equity Sales Co. (NORWOOD MA)

NY

12/05/2000 - 03/04/2004

PARK AVENUE SECURITIES LLC (NEW YORK NY)

MA

02/07/2000 - 12/08/2000

BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)

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Licenses & Designations

BC

Issued 02/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen M Harrington.
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