Unclaimed
Kathleen Harrington is a financial advisor with over 20 years of experience in the financial services industry. Kathleen has a strong background in investment company products and variable contracts, having obtained her Series 6 license in 2000. She is currently registered with The O.n. Equity Sales Co., a firm based in Norwood, MA. Kathleen has held previous roles at Park Avenue Securities LLC and Berkshire Equity Sales, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/10/2004 - Present
THE O.n. Equity Sales Co. (NORWOOD MA)
NY
12/05/2000 - 03/04/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MA
02/07/2000 - 12/08/2000
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
BC
Issued 02/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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